FactSet
FactSet
Copilot
Global Markets · Material experience
Production· eu-central-1
R
Ryan
Chief Compliance Officer
Governance

Validation gate

The Data Sovereignty Co-Pilot returns a structured gap analysis — never a silent block. AI accelerates the audit; a human retains final authority.

VAL-77 · FX Trading

FX Algo Trading Agent

Submitted by Marcus Reilly · 24m ago
Gap analysis
Remediation progress1 of 4 resolved
Confirm approval locked — 4 blockers (gaps + open Blocker-tagged cases) must be resolved.

Blocker gaps
2

Must be resolved before the deployment can route for human sign-off.
Ground execution on FX Hedging Protocol v4
Open

Agent context omits DOC-3401 (FX Hedging Protocol v4 — EUR/CHF).

Remediation · Attach the Micro-BU FX protocol to the agent's retrieval scope and re-run validation.
MiFID II Best-Execution Standard · DOC-2312
Enforce PII sanitization before embedding
Open

Runbook ingestion path (DOC-3502) does not assert the sanitization step.

Remediation · Enable the sanitization stage in the ingestion pipeline; block embedding until it passes.
GDPR Data Processing Standard · DOC-1067

Required gaps
1

Required controls — resolve or escalate with justification.
Bind place_order tool to human-in-the-loop
Open

place_order is granted without an approval safeguard.

Remediation · Mark place_order as approval-required so the gateway pauses for cryptographic sign-off.
Corporate Model-Risk Policy · DOC-2210

Advisory gaps
1

Advisory findings — residual risk may be formally accepted.
Register agent as a governed Non-Human Identity
Risk accepted

NHI is registered but token TTL (30m) exceeds the 15m policy.

Remediation · Reduce token TTL to 15m and enable dynamic refresh.
Information Security Handbook · DOC-2288

Cases
3 open · 4 total

Discussion threads on this validation item — the compliance analogue of issues and pull-request reviews. Blocker-tagged cases hold Confirm Approval.
Enforce PII sanitization before embedding
CASE-201 · GAP-2 · opened by Sofia Bianchi · 22m ago
Remediation requested
blocker
MR
R
3
Ground execution on FX Hedging Protocol v4
CASE-202 · GAP-1 · opened by Marcus Reilly · 20m ago
In review
blocker
R
1
Bind place_order tool to human-in-the-loop
CASE-203 · GAP-3 · opened by Sofia Bianchi · 18m ago
Open
required
MR
0
Accept residual risk on NHI token TTL
CASE-204 · GAP-4 · opened by Marcus Reilly · 1h ago
Resolved
accepted
informational
R
1